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L.Steven Emmert
Virginia Appellate News & Analysis by L. Steven Emmert - Inside the Case Decisions, RUlings & Opinions
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L. STEVEN EMMERT
   

 

BUDGET CUTS AFFECT CIRCUIT CLERK'S OFFICES
 
[Posted September 29, 2009]  I have received this morning a note from the Clerk of the Virginia Beach Circuit Court, announcing some cutbacks in service, concomitant to the Governor’s recent budget reduction for circuit court clerks.  Our clerk, Tina Sinnen, has had to make some major changes, the worst of which is laying off 11 people.  Other employees will be furloughed without pay.
 
But it’s the next part that will affect your practice most profoundly, if you’re down here in Tidewater.  Effective October 13, the clerk’s office here will be open Monday through Wednesday, 8:30 am to 4:00 pm, and Thursdays and Fridays, 8:30 am to 1:00 pm.

 

Read those numbers carefully, and keep in mind that even if you don’t practice here in the southeastern corner of the state, other clerks are looking for ways to make ends meet, and they will hear about this move and perhaps copy it.  (As I understand it, this round of cuts won't affect appellate clerks.)

 

The obvious effect of this on trial lawyers is in meeting filing deadlines.  If you have a brief due on a Thursday, you now need to ensure that it gets to the courthouse in the morning instead of the afternoon.  Even if it’s a Tuesday, like today, and today is the last day of the statute of limitations, you will have to send your runner out an hour earlier to ensure that she gets your complaint to the courthouse on time.  And if (heaven forfend) you have a notice of appeal due and today is Friday and it’s the 30th day and you just remembered in time and you've harried your secretary into typing it up as fast as she can, you cannot expect to run the notice down and get it filed right before 5:00 pm; if you do that, you will miss the jurisdictional deadline, and you’ll get to explain why to your client and your carrier and the State Bar.

 

I’m not sure what we can do to help the clerks, short of lobbying legislators for more money for them in the next session.  But there is something you can do for yourselves (and for your clients):  File early; and I mean days early.  Never use the last day, except for emergencies.  You will sleep better; the budget cuts will have relatively little effect on your practice; and the disciplinary committees will act as though they’ve never heard of you.
 
Important update:  I have learned from the Clerk that she will have a drop box available for filings during hours when the office is closed, and that anything deposited in the box before 5:00 pm will be marked filed the same day.  So you apparently won't have to worry about missing a jurisdictional deadline because the office closed early.
 
I mused for a moment the possibility of not telling you this, so you'd go ahead and file early; but I'm not about to deceive my loyal readers, even if it's for your own good.  I urge you to heed my advice anyway, and don't use the last day.
 

 
 
THREE OPPORTUNITIES FOR QUALITY APPELLATE CLE
 
[Posted August 3, 2009]  Hungry for some excellent training in how to handle appeals?  Didn’t go to the intensive 2009 Appellate Practice Institute in Illinois in May?  (Don’t blame me; I told you about it.)  Have I got three deals for you . . .

 

The first two require some travel, but they’re emphatically worth it.  On November 5 and 6, 2009 the Defense Research Institute will present its eighth Appellate Advocacy Seminar at the Hilton La Jolla Torrey Pines near San Diego.  DRI has always put on top-notch programs, so this one gets an enthusiastic recommendation from me; take a look at the program listing and you’ll see the value.  Plus if you play golf, you can bring 14 of your friends (driver through putter) and see if you can hold your own on the course where Tiger and Rocco made history last year.  Note that while you must be a defense lawyer to join DRI, you don't have to be a defense lawyer to attend this program.

 

Two weeks later, November 19-22, the ABA’s Judicial Division will convene what’s officially known as the Appellate Judges Education Institute, but popularly known as the Appellate Summit.  It will be held at the Regal Sun Resort, which is a Disney property in Orlando, Florida.  You can combine the trip with some rollercoaster adventure, or even bring the aforementioned 14 friends and play one of the five onsite courses.  I attended the excellent 2007 summit in Washington, DC, and if you go to this year’s event, you might run into your humble scribe there.  The programs begin at 1:30 on Thursday and don’t end until almost noon on Sunday.

 

One of the best features of both of these programs is the dine-around, where you sign up to go to a given restaurant (you can pick your preferred cuisine) and spend an enjoyable evening getting to know appellate advocates from around the country who share your interests.

 

If you’re allergic to traveling out of the Commonwealth, you should mark your calendar to go to Richmond on the afternoon of October 20 for the latest in a series of appellate practice symposia sponsored by the Virginia State Bar’s Appellate Practice Committee.  The topic is oral argument, and just like a previous program in northern Virginia last month, it will be scheduled to coincide with Supreme Court writ panels the next day.  If you get a notice to attend oral argument on October 21, here’s an opportunity to learn about effective appellate oral argument from some fine practitioners of the craft, just in time to incorporate the advice you get.  Like all of the previous symposia, attendance will be sharply limited, to ensure greater interaction between attendees and faculty, so this is an excellent learning opportunity.  I’ll post more details when they become available.
 

GOVERNOR PROMOTES MILLETTE, POWELL TO APPELLATE BENCHES

 

[Posted August 15, 2008]  Governor Kaine has today named Court of Appeals Judge Leroy Millette to the Supreme Court, filing the vacancy that was created when Justice Steve Agee left to head across Capitol Square to the Fourth Circuit.  The Governor had appointed Millette to the CAV last year, and the General Assembly elected him to a full-time position on that court in February.

 

The Governor also elevated Chesterfield Circuit Court Judge Cleo Powell to the Court of Appeals to fill Judge Millette’s seat.

 

Keep in mind that these appointments have limited shelf lives; they are only effective until thirty days after the next legislative session convenes in January.  The General Assembly can elect either or both jurists to these posts, but it doesn’t have to approve either.  This year, appellate vacancies in the Commonwealth fell victim to partisan infighting in the legislature, as the Democratic Senate and the Republican House were unable to agree on candidates to replace Justice Agee (not to mention thirty or so other benches that sat vacant due to the political impasse).  At least one Republican in the House has (according to a recent report in Virginia Lawyers Weekly) implicitly suggested that the body might not take kindly to any gubernatorial appointment.

 

But in reality, what’s a Governor to do?  The Constitution specifically directs him to make the appointment if a vacancy occurs outside a legislative session.  Governor Kaine has, in my humble view, acted responsibly in declining to saddle Virginia’s appellate courts with a shortage of jurists.  Now the ball is in the legislature’s court; we can only hope that the warring parties can settle their differences by January.



GOVERNOR APPOINTS MILLETTE TO COURT OF APPEALS

[Posted November 26, 2007]  The Associated Press is reporting that Governor Kaine has appointed Judge LeRoy Millette Jr. to the Court of Appeals today.  Judge Millette fills the seat recently vacated by the retirement of Judge Jim Benton, who had been the last active original member of the court from its inception in 1985.

Judge Millette comes to the appellate bench from Prince William County Circuit Court, where he has presided since 1993.  He has also served at the General District Court level, and as an assistant Commonwealth's Attorney.

Like recently appointed Supreme Court Justice Bernard Goodwyn, Judge Millette is subject to confirmation by the General Assembly, which convenes in about six weeks.  His interim appointment expires, by operation of law, 30 days after the legislative session begins, unless he is first reappointed.

The appointment brings the court up to its full complement of eleven active judges.  Five senior judges assist the active judges with the court's substantial caseload.

 



A DISTANT APPELLATE CRISIS  

[Posted November 3, 2007]  As I type this, it’s mid-afternoon on Saturday, and I’m in the process of finishing case analyses of yesterday’s Supreme Court opinions.  Normally I would not pause in that effort until I have completed it, but a news report I just saw is sufficiently scary that I’ll change topics for now.

 

There are a number of things that can hold a particular culture together.  In any given culture, that may be religion, or ideology; a body of common experience, or perhaps just geography.  But only one thing holds a nation together, and that is its laws.  If the rule of law cannot govern a nation, then only military force will.

 

Today, in Pakistan, even as I type this, military force is struggling with the rule of law for control of the nation.  In this instance, the military is focusing its efforts on cutting off the rule of law, by direct attacks on that nation’s appellate judiciary.  According to the report I have seen, the sitting president, Gen. Pervez Musharraf, has declared a state of emergency and suspended the constitution.  He has purportedly replaced the nation’s Chief Justice, Iftikhar Chaudhry, with one of his own supporters.  Nine members of the Pakistani Supreme Court have rejected the declaration.  Those justices have been escorted away from the court, ostensibly to their homes; I don’t know whether they will be safe.  The president of the Supreme Court Bar Association, an attorney named Aitzaz Ahsan, who had represented Chief Justice Chaudhry, has been arrested. 

 

The Pakistani high court was set to rule on Gen. Musharraf’s claim of victory in the nation’s recent presidential elections, and the BBC reports that the court was expected to rule against the general.  This declaration followed.

 

You may have seen last week’s reports that Benazir Bhutto, the nation’s former leader, had returned from exile.  The reports I’m seeing now (from MSNBC.com) are that she is “sitting on a plane at Karachi airport, waiting to see if she would be arrested or deported.”

 

All of you will be readily familiar with the quotation, almost always taken out of context, from Shakespeare’s Henry VI, Part II:  “The first thing we’ll do, let’s kill all the lawyers.”  It’s usually used as part of a lawyer joke.  But Shakespearean scholars will tell you that, viewed in context, it’s a recognition of what lawyers do for a civilization.  The speaker in the play is Dick the butcher, and he’s talking about how to “take over.”  Realizing that lawyers are the final guardians of a nation’s freedom, he recognizes that the most effective first step toward despotism is to remove those guardians.

 

Gen. Musharraf may or may not be planning to kill all the justices – and in light of what I’m seeing, I can’t even put quotation marks around that phrase, which would indicate that it isn’t meant completely seriously – but he has evidently figured out that the best way to promote his own despotism is to ensure that the rule of law doesn’t stand in his way.

 

At this point, I invite you to consider in earnest what prevents something like Pakistan's situation from occurring here.  I want you to think about that in earnest, not with a mere patriotic, knee-jerk "it couldn't happen here" reaction.  As a preface for what follows here, I will note that Justice Robert Jackson, a titan of American jurisprudence of the Twentieth Century, observed after the Nuremberg trials that Weimar Germany had had about as much protection, on paper, against despotism as the American Constitution affords us. 

 

I attended law school in the late 70’s and early 80’s.  The memory of the Watergate political crisis was still fresh in everyone’s minds, and I can recall, in that context, studying the Supreme Court’s decision in US v. Nixon, deciding who would decide the validity of a claim of executive privilege.  President Nixon had contended that the courts did not have the right, under the Separation of Powers Doctrine, to adjudicate his claim of privilege.  You may recall that the Supreme Court of the United States rejected his claim.

 

I recall musing at that time, What keeps the president from responding, “How many legions has the court?” and ignoring the order?  The answer, ultimately, is the rule of law, and Americans’ deep respect for it.  Nixon could conceivably have ordered the military (which was under his direction as Commander in Chief) to guard the White House against any determined United States Marshal who might have tried to serve some sort of legal process upon the president.  Now you’re talking about a major constitutional crisis.

 

Now you’re talking about Pakistan.  The very crisis (or something very close to it) that I so foolishly wondered about in 1979 in my Constitutional Law class, is now playing out before the world’s eyes in southern Asia, and appellate courts are at the vortex of the matter.

 

I earnestly hope for a peaceful solution to this crisis, in which the general backs down and adheres to the lawfully constituted court’s directives.  But knowing nothing about the respect the people of Pakistan have for the rule of law, I’m in the dark as to whether this nation will allow its most powerful military officer to get away with a power grab like this.

 

I urge this lesson upon each of my readers:  The stability of our republican form of government, thankfully not in real peril right now, is nevertheless dependent on our own commitment to the rule of law.  I’m confident that Americans would never tolerate a move like Musharraf’s of today, or my hypothetical Nixon response; but that’s true only as long as their respect for the rule of law never gets complacent.  This is one of those instances in which we, the lawyers (and I’ll include those of you, my readers who wear robes), are the ultimate protectors of something bigger than our clients’ individual interests.

 

 


NEWS ON APPELLATE BENCH VACANCIES

[Posted July 18, 2007] Two significant developments occurred Wednesday in the appellate courts that sit in Virginia. Judge James Benton of the Court of Appeals of Virginia announced that he will retire in October, creating a vacancy in that court. Judge Benton is the longest serving judge on the court, and the last original member of the Court of Appeals from its creation in 1985. There is no secret about the fact that he is the most liberal leaning of the judges of the court, and while his successor will be named by Governor Kaine (subject to approval by the General Assembly early next year) it seems inevitable that his replacement will push the overall philosophical bent of the court at least slightly to the right.

The next few months look to be very, very interesting for those of us who follow Virginia’s appellate courts. Justice Elizabeth Lacy recently announced that she will retire (to senior justice status) from the Supreme Court next month, and there remains the possibility that President Bush may nominate one (or perhaps two?) current justice from the same court to the Fourth Circuit.

The other development is in the federal system – the President has nominated US District Judge Robert J. Conrad, Jr. to the Fourth Circuit. The nomination is to fill the long-vacant (thirteen years is what I call a long vacancy) seat once held by Judge Phillips in 1994. Judge Conrad currently presides as the chief judge of the Western District of North Carolina, sitting at Charlotte.

Readers of this site know my sense, that the Fourth is badly in need of "restocking" its jurists. There are currently four vacancies on the 15-seat bench, and one more will occur shortly. Any movement toward getting those seats filled will be a welcome development for those litigating in the circuit.

 


NOTES ON THE JULY 2007 REDESIGN

[Posted July 5, 2007 ] If you’re blinking at seeing an unfamiliar layout for Virginia Appellate News and Analysis, your eyes aren’t fooling you. We have redesigned the site layout. Here are a few highlights:

  • The archives are organized by date of original posting, making it easier to find my analysis of a given appellate decision where you know the date on which the court issued it.

  • We’ve added a newsroom, containing press releases and related media coverage of appellate issues.

  • The new design takes advantage of recent advances in browser technology and web site design. As a practical matter, this means (among other things) you won’t have to scroll as much as you did before to read the text.

The analysis won’t change; I’ll still post commentary on significant appellate decisions and news, plus links to other appellate sites. And you’ll always get analysis of the Supreme Court’s published decisions, starting on the day they’re handed down. If you see something you like or don’t like, please feel free to drop me a line; I’d be grateful to learn what you think of it.

One last thing:  The unofficial VANA motto, "Benignitas," isn't going away, and won't, as long as I have anything to say about it.  


JUSTICE LACY ANNOUNCES RETIREMENT

 [Posted June 9, 2007 ]  I don't have any official confirmation of this, but I have learned that Justice Elizabeth Lacy of the Supreme Court of Virginia has notified the chief justice that she will retire, effective August 16.  I am aware that she participated in the June session, which ended just yesterday, so she will presumably play a normal role in the decision of those cases that were argued this session.  The court's next opinion day is September 14.

This is a very significant moment.  Justice Lacy's retirement comes in the middle of her current 12-year term, which would otherwise expire in 2013.  She is the longest-tenured member of the court, having been appointed back in the 1980's, and over the years she has authored countless important opinions in a wide variety of case areas.  She's a former member of the State Corporation Commission.  In oral argument, she is an active, determined questioner.  She is also, in my experience, very gracious on a personal level.

There is the possibility that Justice Lacy may continue to influence the court's jurisprudence after her retirement.  I don't know whether she will take senior justice status under Code sec. 17.1-302 (as Justices Carrico, Stephenson, and Russell have done) and continue to accept a reduced caseload to ease the pressure on the court; or whether she will simply retire as other justices (for example, Justice Whiting) have done.

As for a replacement, I will as usual decline to enter the fray of speculation on judicial candidates.  I will note, however, that the timing of her retirement, between General Assembly sessions, places the decision for her immediate replacement in the hands of the governor.  Va. Const., Art. VI, sec. 7.  The General Assembly will get the final say on a permanent replacement, during the 2008 legislative session.

 
         
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