[Posted
February 15, 2010] Time for another dip into the e-mailbag to
see what questions I’m getting these days, starting with
one that’s particularly timely:
I’m appealing a civil case
to the Supreme Court of Virginia. The judgment order was entered
on November 30. I know that I get three months, not 90 days,
but what’s three months after November 30? February only
has 28 days. Should I assume that the petition is due March
2?
A classic conundrum. You’re right;
it’s tough to calculate what date is exactly three months
after November 30. This situation comes up regularly (annually,
even), and the court has always interpreted the rule to mean
that your brief is due on February 28 (or the 29th on leap years).
In years such as 2010, when the 28th falls on a weekend, you
do get the extra day, of course. By the way, in case you’re
feeling cheated out of the extra two days, count ‘em up:
From November 30 to February 28 is exactly 90 days. Don’t
feel so bad.
I have a writ argument coming up
soon, and my opponent has assigned cross-error. Will he get
to argue his assignments to the writ panel?
No; only the appellant gets to argue to a
writ panel, even if the appellee has assigned cross-error. The
only way for him to get a writ argument is for him to file his
own appeal of the judgment.
I’m in the Court of Appeals
of Virginia in a criminal case. I listed three questions presented,
and the court granted me a writ, but it’s limited to just
one of my questions. Does that mean they won't consider arguments
related to the other two? And if I want to appeal to the Supreme
Court of Virginia, do I have to appeal the two refused questions
within 30 days of the denial, or do I wait until the court rules
on the one question they took?
If the CAV only accepted one of your three
QP’s, then it won’t do you any good to argue the
other two; the merits panel won’t listen to you. One thing
you should look into immediately is whether the issues in your
successful question depend in part on the issues in the other
ones. If adjudication of Issue #1 depends in part on Issue #2,
you should file a petition for rehearing in which you point
this out. As for an appeal on to the Supreme Court, you can
appeal all three of your QP’s to the Supreme Court at
the conclusion of the case in the CAV; indeed, you can't appeal
before then. See the published order in Headley v. Commonwealth,
231 Va. xix (1986).
I’m getting ready to order
the transcript of my trial so I can file it. What risk do I
run if I decide to omit parts of it?
The ultimate risk is that if you omit something
that’s essential for the court to adjudicate the appeal,
you’ll find your appeal dismissed. But if you’re
confident that a given part of the transcript wouldn’t
be material to your case, you can safely omit that. For example,
in a jury trial if there are no issues relating to jury selection
(say, there were no Batson challenges or motions to strike a
venireman for cause), you can tell the reporter that you don’t
need a transcript of jury selection.
I represent an appellant in the Supreme Court.
I just got my opponent’s brief in opposition, and he has
assigned cross-error. I know I can respond to his assignments
without waiving my right to oral argument, and I want to do
that in a reply brief. The problem is time: Rule 5:19 only gives
me seven days from the date he files his brief, and I know I
don’t get an extra thee days because he mailed it. The
rascal filed his brief and mailed my copy on a Friday, and Monday
was a holiday, so it looks like I only have three days to file
my reply brief. I don’t think that’s fair.
I agree with you; you only have three days
to put together your reply brief. And I also agree with you
that this situation isn’t fair, particularly since you
had no idea until Tuesday what issues the “rascal”
was going to appeal himself. Expecting anyone to read and analyze
an appellate brief, and then research, draft, edit, and file
a cogent reply in 72 hours is a tall order. Here’s what
I suggest: Contact your opponent and ask him to consent to a
short extension of time for your reply brief. (Now aren’t
you sorry you called him a rascal? It’s hard to make nice
to someone after you just got through dissing him.) If he says
yes, you should file a motion under Rule 5:4(a) for that extension,
and recite in it that your opponent has given his consent. Be
sure to file the motion before the original deadline, and in
your cover letter to the Clerk, mention that you will need to
get this motion to one of the justices quickly because the deadline
draweth nigh.
What if he says no?
File the motion anyway, and tell the truth:
You asked your opponent for his consent, and he flatly turned
you down. My experience is that if you (1) have at least a decent
reason, (2) file the motion as soon as possible after you perceive
the need (before the original deadline, of course), (3) don’t
ask for more than a few days, and (4) don’t routinely
ask for extra time, the court will almost always grant the motion.
In addition, the justices on the motion panel will see that
your opponent was an obstructionist on what should be a routine
motion, and that can’t hurt you, now, can it?
The Court of Appeals has granted
me a writ in my criminal appeal. I’m working on the brief
of appellant now, and I think I’d like to rephrase the
questions presented. Is that okay?
No, it’s not okay. Once the court takes
the case, the issue has been framed, and you would need leave
of court to reframe it. The same thing goes for assignments
of error in the Supreme Court. Those are like the allegations
in a complaint in the trial court; they define and limit what
the court will adjudicate. Note that in the Supreme Court, you
may rephrase the questions presented, which serve as adjuncts
to the assignments. As for getting leave, I’d suggest
that you use great caution in deciding whether to make that
motion. Leave will probably be granted to correct a typographical
error, for example; but it would be much harder to get leave
to substitute one appellee for another one where you initially
listed the wrong one.
Rules 5:32(c)(1) and 5A:25(c)(1)
require me to include in the appendix, “the basic initial
pleading (as finally amended).” I understand that in a
civil case, but I have a felony appeal. Do they mean the arrest
warrant?
I don’t know of a specific case interpreting
this part of the rules, but in a criminal case I regard the
indictment as “the basic initial pleading.”
How long does it take the appellate
courts to rule on cases after oral argument?
That varies widely by court. Let’s
start with the Fourth Circuit, which is the easiest to answer,
because the answer is, “No one knows.” You might
get a ruling six weeks after oral argument, or a year later.
(Year-long delays are rare, but it happens sometimes.)
In the Court of Appeals, you should see a
ruling within about 60 days after the date you argue the case.
In some cases it might take a little longer; but you won’t
see a year-long delay except in a truly extraordinary situation.
In the Supreme Court, the standard answer
is that published opinions are handed down on the final day
(which is usually a Friday) of the next session. Sessions are
scheduled six times per year, and those weeks are shown on the
calendar page of the court’s web site. The most frequent
separation between sessions is seven weeks; it’s a little
more before the January session, and a lot more before the September
session. If the court decides the appeal by unpublished order,
that could come down on any Friday after the argument. In fewer
than 5% of the cases argued, the decision will be held over
to the next session; in that event, it could be 14 weeks or
more to get your decision. (The worst feeling of all is to argue
your case in April, and then get passed over in June, meaning
you have to wait roughly five months to get your ruling.)
What’s the one thing I can do to most improve
my winning percentage in appeals?
Okay; I can tell you, but I’ll warn
you: You’re not going to like the answer. It’s case
selection. Appellants pursue lots of meritless appeals, simply
because they’re disappointed. Even the best appellate
lawyers can’t turn a dead-solid loser of an appeal into
a miraculous victory. Of course, since they’re the best
appellate lawyers, they know not even to try. This approach
has a subtle benefit beyond merely removing a lot of L’s
from your column – it lets the judges and justices know
that when your name appears on a petition for appeal, it’s
unlikely to be one of those dead-solid losers.
That’s fine advice for civil
appeals. But if my client wants to appeal a felony conviction
and I’m court-appointed, I don’t have a choice,
do I?
True; in a criminal case you have to pursue
an appeal if the client directs you to do so, although you can
always file an Anders brief if it’s utterly hopeless.
Beyond that, you can use my approach, which is clean living
and thinking only pure thoughts.
You're no fun.
I used to hear that a lot, back when I was single and dating.
[Posted November 23, 2007] Early this year, I posted an essay
in which I listed some appellate questions I frequently get
from trial lawyers, or those who handle appeals only occasionally.
Here’s a new set of questions and answers relating to
what these lawyers want to know about appellate practice and
procedure that isn’t always in the rule book.
General
When you recommend that I read the rules,
are you referring to rules surrounding the issues of the case,
or the appellate rules of procedure?
The rules relating to appeals. If you're
going to the Supreme Court, it's generally Part 5 of the Rules
of Court; it’s Part 5A for the Court of Appeals. You should
also check the statutes that relate to civil appeals, starting
at 8.01-669, or to criminal appeals, starting at 19.2-317. There
are also some important appellate statutes within Title 17.1
(Courts of Record); Chapter 3 relates to the Supreme Court,
and Chapter 4 deals with the Court of Appeals.
I went to work on a criminal appeal from
the Court of Appeals to the Supreme Court, and found that yesterday
was the last day to file it. Do I file a motion for a delayed
appeal or do I draft it and have the client file it pro se?
You should go ahead and file it yourself.
A relatively new Code section, 19.2-321.2, gives you six months
to file a petition for a delayed criminal appeal. The statute
is fairly detailed about what’s required, so you just
need to track it carefully. There is a similar statute that
enables you to seek a delayed appeal from the Court of Appeals;
that’s 19.2-321.1. The reason for these statutes is that
a prisoner would be entitled to a writ of habeas corpus for
ineffective assistance of counsel anyway, so this saves the
courts the process (and the delay) of processing that petition.
Briefwriting
When I file a petition for appeal, how
do I get the record number for the appeal to put on the cover
page? I assume the record number is not the same as the number
of the case at Circuit Court, level since the Supreme Court
would want to use its own numbering system.
Your assumption is correct; the Supreme Court
uses a separate case numbering system. On the petition for appeal,
you simply leave a blank where the case number will go, and
the Clerk fills that in. You can then use that number on all
subsequent pleadings and correspondence.
In preparing the petition of appeal, is it
a good idea to review the case record at the trial court to
make sure that everything that you are referring to in the petition
of appeal is actually in the case record?
Absolutely. Normally the trial courts are
very good about including everything that has been tendered,
but you want to be sure. And once the record goes up to Richmond,
you’ll get a list from the trial court clerk, showing
everything that has been transmitted (which is not always everything
in the file). You need to look that over very carefully, not
just give it the cursory glance that’s typical of most
lawyers. I handled one appeal recently in which the case-dispositive
document was a simple transmittal letter from one counsel to
the trial court clerk, with copies to opposing counsel. The
trial court clerk hadn’t seen fit to include that in the
package that went to the appellate court (mostly pleadings,
transcripts, orders, and briefs), so we had to ensure that this
simple but vital letter was added.
Do attorneys normally use appellate services
to print the petition for appeal, and is this a taxable cost
if the appeal is granted and you prevail on the merits?
Most lawyers don’t; I always do, because
it looks more professional to have a petition printed and bound
instead of just stapled in the upper left-hand corner (which
is all the rules require). As for taxability, the answer is
frankly a little bizarre, but here goes: The petition for appeal
is technically not a "brief" (it's a petition), so
the costs aren't taxable. But the appellee's brief in opposition
IS a brief, so that's taxable. In reality, it doesn't matter,
because either party will quickly bump up against the $200 limit
for recovery of printing costs set out in Code §17.1-605
at the merits stage alone. Accordingly, the cost for printing
at the petition stage is effectively not recoverable for either
side.
Oral argument
I’ve received a notice to attend
oral argument in three weeks. I'm concerned that my going up
there, having never even seen one of these appeals, will do
more harm than good. Can I waive oral argument at this late
date, and should I?
If you're at the petition stage, and you're
the appellant, you can waive oral argument simply by sending
a letter to the Clerk, saying so. (If you're the appellee at
the petition stage, you don't get oral argument anyway.) If
a writ has been granted and the court is hearing the case on
the merits, then you should not even try to waive oral argument;
just go and do your best. As for whether you should waive oral
argument on a petition, my advice is this: If you’re certain
that you will be unprepared, then waive it. Otherwise, go and
do your best.
What if a Justice asks me a question
that completely stumps me, in that I have literally no idea
even what he or she is saying to me? What if she uses some Latin
phrase with which I am not familiar (that language is rarely
used in General District Court)? Do I come clean or do I stumble
around?
I seriously doubt that anyone will ask you
a question with a Latin term that's more obscure than, say,
"res judicata." These justices aren't like that; you
will find them polite, pleasant, and easy to get along with,
although they emphatically will ask tough questions if the situation
calls for that. Your job is to think of as many of those tough
questions as you can, well before you go there, and craft the
best possible answer for each of them. That way, you sharply
reduce your chances of having to wing it, which is always a
bad idea. If one of the justices asks you a question and you
just don't know the answer, you should candidly acknowledge
as much, and ask for leave to submit the answer in writing within
something on the order of 72 hours. If the justice says it’s
not necessary for you to submit a written answer, accept that
decision and simply move on. If you get leave to send in an
answer, it should come in a very short letter, without any argument
or comment upon the information thus conveyed.
What if I assigned an error, and now
reviewing the argument of opposing counsel and the transcript,
I conclude that I did not properly preserve the issue, but the
justices ask me a question on that particular assignment of
error? Should I agree that it was not properly preserved and
move on, or try to maintain that it was preserved, when in fact,
I most likely did not?
Here is an opportunity for you to obtain
something enormously valuable, that you can't buy in stores:
Personal credibility with the court. You need to make an honest
assessment of whether you adequately preserved the issue. If
you honestly believe that it wasn't preserved, then you can
do yourself a world of good by acknowledging as much, preferably
in a letter to the court well before the argument date. (That
way the court will be spared from spending time researching
and considering the issue in advance.) If you think it was preserved,
at least passably, then go ahead and argue it, but be prepared
for questions on that preservation issue.
But isn’t that abandoning my current
client, in the hopes of my becoming a better advocate in future
cases? What about my duty to represent THIS client zealously?
If you’re convinced that you really
didn’t preserve the issue in the trial court, then you
won’t be giving up anything of value by conceding the
point. And unless that’s the only issue you’re appealing,
then the credibility benefit to you kicks in immediately, so
you might profit by it in the same case on another issue. Keep
in mind that no justice will cast his or her vote based solely
on which lawyer was straight with the court, but credibility
is one of those inherently valuable things that cannot hurt
you and can help you, in this case or in the future.
Am I permitted to argue other case law
and argument that was not in my brief?
With regard to new caselaw,
the answer is yes, but if you do, send a copy of the case (or
at least the cite) to your opponent in advance. You should also
send a letter to the Clerk that says that you intend to rely
upon the case of Smith v. Jones, 123 Va. 456 (1937) during oral
argument on assignment of error #2; copy your opponent on that
letter. The sooner you do this, the better; a letter that arrives
in the Clerk’s Office the day before oral argument is
likely to do you little good, as no one (either your opponent
or the court) will have had time to look into the new case.
With regard to new arguments
that aren’t in your brief (and I’m not talking about
the logical extension of your previous argument, which is necessary
to respond to your opponent’s argument), forget it. Doing
that will get you the Death Stare at best, and likely a stern
lecture on raising issues that aren’t in your brief.
Which cities do the writ panels actually
meet? Do panels usually meet in an unused courtroom in the local
courthouse?
The Supreme Court’s writ panels almost
always meet in the Supreme Court building at Ninth and Franklin
Streets in Richmond. The exception is that the court "goes
on the road" during some summer panel meetings, to varying
locations around the Commonwealth. In those instances, the court
tries to schedule "local" cases for argument, to cut
down on attorneys’ travel time and to enable litigation
to proceed relatively close to where the trial took place. On
these instances, the court does indeed use courtrooms in local
courthouses.
The Court of Appeals meets in four different
locations – Chesapeake, Salem, Alexandria, and the "home
court" in Richmond, at Eighth and Franklin. It is possible
that the court may convene occasional writ panels (for criminal
and traffic cases only) in other locations.
By the way, the Fourth Circuit also goes
on the road from time to time. It may convene in courthouses
or even in law schools scattered about the circuit. But the
great majority of those arguments are in the Richmond headquarters
of the court, at Tenth and Bank Streets (about a block and a
half away from the Supreme Court of Virginia).
How often do writ panels meet?
There’s a schedule posted on the courts’
web sites:
Supreme
Court of Virginia
Court
of Appeals of Virginia
Fourth
Circuit
How far in advance will I be notified
of the meeting of the writ panels to do oral argument?
You’ll usually get about three to four
weeks notice before your argument date.
What if I have a scheduling conflict?
Will the clerk be accommodating and re-schedule oral arguments?
You’ll usually find the court to be
fairly accommodating if you have a problematic schedule conflict.
You won’t get a new date for a bad hair day or a hangnail,
but if you have a real problem – for example, a circuit
court case that’s been continued twice, and that has four
lawyers, each with his own set of scheduling problems –
then you can probably get your oral argument moved. And the
court has a heart, and will usually accommodate previously planned
vacations (just don’t try to schedule the vacation after
you receive the notice). That being said, you should do everything
you can to avoid making that call. And in a pinch, virtually
every trial court will respect a letter from the appellate court
as the basis to reschedule a lower court proceeding. Now, whether
your spouse will be similarly understanding, you're in a better
position to say than I am.
Do you always go to the writ panel to
do oral arguments or do you ever phone in your oral argument?
I always attend the oral arguments in person,
as I find it much more productive to do so. If a judge or justice
asks me a question and I give an answer, I can often see from
the reaction whether my response is satisfactory, or if the
questioner is clearly still troubled by the issue. You don’t
get that kind of nonverbal feedback with audio only. But in
case you’re worried, you should know that phoning in an
oral argument isn’t considered by the court to be an implied
concession that your case has little merit, especially if your
office is a great distance away from the site of the panel.
By the way, I always try to attend my opponents’ writ
arguments, too, even though I am not permitted to speak. I always
want to know what interests the court, what questions are asked,
and what legal issues the court may come up with sua sponte.
Do I check in with the clerk prior to
going to the location where the writ panel is meeting?
You can call a few days in advance if you
like, but you’re not required to do so. You can do so
in case you need directions, or to confirm any technical details
of your arrival. You will check in with law clerks once you
arrive at the location of the argument; they will direct you
to your courtroom.
Bonds
The panel has awarded me an appeal. Now
I have to get a bond filed at circuit court to cover costs.
I called the traditional bonding companies and they only post
criminal bonds. Which firms specialize in appellate bond work?
The bond for costs alone can be posted without
a surety company. It’s usually for $500, so you just submit
the form bond in the rules of court, along with a check for
$500, to the clerk of the trial court, and that takes care of
it.
My client wants to file a bond to suspend
imposition of judgment and cost. How much collateral will my
client have to put up with the surety who issues the bond? Is
it ten percent of the face value of the bond or more?
A supersedeas bond is another matter entirely;
if you want to suspend the judgment pending appeal, you need
to contact an insurance company that writes bonds like that.
I suggest an independent agent (your car insurance company probably
won’t write these), or one that specializes in business
insurance. It’s best to arrange a relationship with such
a company in advance, so they know what you’ll need and
can simply prepare the bond to your direction, quickly and effectively.
Your client will almost certainly have to put up sufficient
security to cover the amount of the bond. If the only quote
you get from the first insurer you contact is 10% (which is
typical of criminal bail bondsmen), you need to keep looking.
The appendix
I filed my bond and filed my designation
of materials to go into the joint appendix. I'm now ready to
prepare my joint appendix. I look to Rule 5:32(c) for the content
of my joint appendix. It says in subparagraph (4) that I must
include a title for each paper contained in the appendix and
its filing date. Does this mean I must prepare a separate page
for each document that gives its title (e.g., exhibit 2) and
the date it was filed (e.g., admitted into evidence)?
No, you don’t need a separate page
for each document. This provision essentially (and probably
redundantly) requires a table of contents for the appendix,
and specifies the format.
If I don’t make a document a part
of the appendix, can the court still look at it, if it finds
it material to the argument and discussion?
The answer to this lies in Rule 5:32(g):
"It will be assumed that the appendix contains everything
germane to the questions presented. This Court may, however,
consider other parts of the record." There’s a parallel
provision for the Court of Appeals in Rule 5A:25(h). So do your
best to include everything you'll need, but don't lose sleep
if something arises that's addressed outside the appendix; you
can ask the court to delve into the record if you have to.
In marking the appendix in relation to
the trial transcript, do we give specific page and line number,
or just pages such and such through such and such?
A citation to the page numbers alone complies
with the rules. On occasion, though, you may want to refer to
the line numbers, to key the court’s attention to a particular
passage. If you do that, you can use this citation form: "Tr.
47, l. 4-9."
Do we list out all of the exhibits from
trial that we want as part of the appendix, or does that automatically
become part of this appendix?
You need to list them. Rules 5:32(d) and
5A:25(d).
Printing briefs and the appendix
Suppose I am representing an indigent
client and want to save money by not using an appellate service
to prepare the petition. Rule 5:6(b) requires me to bind the
brief on the left-hand side. I assume that just using a stapler
will not do. Is there cheap service that will bind the brief
for me in an acceptable manner?
Stapling in the upper left-hand corner definitely
will not do at the merits stage (though it's acceptable at the
petition stage). It is, however, possible to staple your merits-stage
briefs down the left side, then cover those staples with a heavy-duty
tape. It may not look like much, but it'll be rules-compliant,
and will further add to the mythic status of duct tape as a
solution for any problem, large or small. As for copying costs,
you can often save some money by going to a commercial copying
service, such as Kinko’s or BizPort, but you won't get
appellate help beyond that; these companies do not have the
practice expertise of the appellate specialist companies. I
really regard doing all this as a false economy. Some larger
firms (including the Attorney General of the Commonwealth) bind
their briefs in-house, so it can be done, but you need to be
very careful about the technical rules. It really is far preferable
to go ahead and use the pros.
In my joint appendix, if I make an omission
in the text or transcript, I have to indicate it with an asterisk.
Is this referring to the table of contents, or is this requiring
me to insert a page with asterisks whenever I skip some pages
of a transcript?
The asterisks go in the body of the appendix,
at the top of the first page after the omission. So for example,
if you’re including pages 1-27 and 35-42 of the transcript,
you’ll put asterisks at the top of page 35. You don’t
need to put asterisks in the table of contents.
The joint appendix is supposed to omit
immaterial matters. These include captions, subscriptions, etc.
Does this mean I'm suppose to redact captions where they are
found, such as the complaint?
Not if they’re an integral part of
the pleading. Some lawyers may add what amounts to a title page
to a trial court pleading – a page that includes nothing
except the name of the case, the title of the pleading, and
maybe counsel’s name and address. The next page repeats
the caption and title ("Motion for Summary Judgment")
and starts the argument. If your document includes "fluff"
pages like this, you can omit them. The same goes for certificates
that don’t address any contested aspect of the case.
Are you required to sign the certificate
required by Rule 5:17(e) at the end of the petition or can a
representative of the appellate service who is printing the
petition, filing and serving the copies sign it?
Surprisingly, the rules do not require that
this certificate (which deals with identity of parties, service
of copies, and so forth) be signed by anyone. That being said,
the safest thing is for the attorney to sign. Note that your
signature can be electronically reproduced and inserted in the
brief by your printer; you give the company a clear exemplar,
which they scan and "paste" at the appropriate place
in your briefs. One last point – the Rules contain one
tricky provision related to signatures. Rule 1:5 provides that
"Signatures to briefs and petitions for rehearing may be
printed or typed and need not be in handwriting." That
enumeration (briefs and rehearing petitions) does not include
pleadings, such as a petition for appeal, and thus the rule
might technically require a "live" signature on petition
for appeal. But in my experience, this is a non-issue, in trial
courts and in appellate courts. If you permit your printing
company to insert a scanned copy of your signature onto your
briefs and petitions, you'll be fine.
[Posted February 6, 2007] Here’s
a sampling of the most common questions I get from trial lawyers
about appeals, starting with the most common one:
What are my chances of getting a
reversal on appeal? This ultimately depends on several
factors, most notably including whether the case is civil or
criminal; whether you have some special benefit from the standard
of review (such as where the trial court has rejected one of
your jury instructions, or has set aside a verdict); whether
the record has been well preserved; and the quality of appellate
counsel on both sides. But from a purely statistical standpoint,
here are the odds:
CIVIL CASES
Chances of getting a writ in the Supreme
Court of Virginia: About 21%
After a writ is granted, chances of reversal,
at least in part: About 60-65%
CRIMINAL CASES
Chances of getting a writ in the Court of
Appeals: About 10%
Chances of getting a writ in the Supreme
Court (after CAV review): About 2%
The Court of Appeals doesn’t segregate
its merits-level dispositions into the civil and criminal contexts,
so the best I can do for now is give you the overall reversal
rate in that court of cases decided on the merits. That rate
is about 9%.
How do I know whether I should appeal
to the Supreme Court or to the CAV? This one’s
statutory. Code §§17.1-405 and –406 set forth
the only cases over which the CAV has appellate jurisdiction.
Those are administrative law, Workers’ Compensation, domestic
relations, criminal, and traffic. Everything else goes to the
Supreme Court.
Uh-oh. Based on that list, I just
filed my petition for appeal in the wrong appellate court. Do
I call my malpractice carrier? H old the phone. By
statute (§8.01-677.1), paperwork that is "otherwise
properly and timely filed" in the wrong appellate court
will simply be sent on to the correct one. Now, if you mistakenly
file your petition for appeal in the trial court, I don’t
know of any provision of law that protects you; in that case,
keep that phone number handy.
I’ve got 90 days to file my
petition for appeal, right? No, it’s three months,
which is not always the same thing. They have a saying in the
courthouse at Ninth and Franklin: "Days is days, and months
is months." Check your rulebook carefully.
I just found out that one of my exhibits
is not in the trial court’s record. Will the Supreme Court
order that it be inserted? No, but the trial court
can. Matters relating to the contents of the record are handled
in the trial court under Rules 5:10 and 5:11 (in the Supreme
Court) and 5A:7 and 5A:8 (CAV). If you notice something’s
missing, file a motion in the trial court to have it included.
I’ve heard that fewer assignments
of error are better than more, as appellate jurists prefer that
appellate issues be focused. Are there any exceptions to this
rule? I can think of two. (A) If you represent a criminal
defendant, you have an obligation to raise as many issues as
you believe will support reversal (among other things, to protect
the client’s habeas rights in the event the appeal is
unsuccessful). (B) If you’re seeking a remand for a new
trial, and the trial judge made an evidentiary or legal ruling
you don’t want to have to live with the next time around,
you must appeal that ruling, or it becomes the law of the case.
I’m getting ready for oral
argument. I raised five issues, but I only want to argue two
of those. I’ve heard that if I don’t argue some
of my issues, I have waived them. Once upon a time,
that was the case. But the General Assembly took care of that
problem back in 1986, by enacting Code §8.01-679.1. Now,
if you raise five issues in your brief but you want to focus
exclusively on one or two in oral argument, you can do that.
(But be prepared to discuss any of them; the court can and often
does ask counsel to discuss a particular issue during oral argument.)
Does the identity of the trial judge
affect my chances of getting a sympathetic ear in Richmond?
This is among the most enduring of appellate urban legends –
the thought that a particular judge is held in such disdain
in the appellate courts, that he’s overwhelmingly likely
to get reversed in any appeal. Or the converse: A given judge
is so universally respected, the appellate court will affirm
out of respect for her.
In response, I cannot claim that I have interviewed
the respective judges and justices on this point (nor would
I); nor do I claim to be a mind reader, able to tell you what
they think on this point. With that caveat, I can say that I
have seen absolutely no evidence to support such a theory. The
appellate courts review the record, not the judge.
The trial judge left my motion
unadjudicated. Am I stuck? How do I appeal a ruling that wasn’t
made? This happens a lot, and such a non-ruling can,
indeed, be appealed. The way you do so is to assign error to
the trial court’s failure to rule on your motion. You
need to have protected the record by pointing out to the trial
judge that your motion is still on the table, and asking her
to rule on it. She can’t evade appellate review by ignoring
you.
[Posted January 15, 2005]
Will you be covering decisions from the U.S. Supreme Court?
No, I'd need another life to do that. Opinions coming out of
Washington are generally covered in the mainstream media, as
well as on certain sites that focus on that court (for example,
FindLaw
and SCOTUSblog).
I concentrate on the three appellate courts that convene in
Virginia. On occasion, I may mention a U.S. Supreme Court decision
of special interest to lawyers, such as the recent ruling in
Commissioner
v. Banks on the taxation of legal fees, but that
will be the exception, not the rule.
When do you post reports on opinions?
That depends on the court.
The Supreme Court of Virginia hands
down rulings on a fixed schedule, always on the last day of
a session week. There are six session weeks per year, so you'll
always know when to expect those. On opinion day, I read and
digest each opinion handed down that day, and report on the
most significant decisions that afternoon. I'll usually post
an essay discussing each of the opinions by the ensuing Sunday
or Monday.
The Court of Appeals of Virginia
issues its rulings once a week, on Tuesdays. I will peruse this
list and may select significant published opinions (unpublished
opinions have no precedential value, so I generally don't report
on them) for a report or an essay, usually within 48 hours after
the Tuesday announcement.
The Fourth Circuit issues
opinions daily. I report on significant published opinions in
the day or two after they are announced. In cases of particular
importance, I may take an extra day and write an essay, generally
between five and ten paragraphs, on the decision and its importance
to, and likely effect on, the practice of law.
If I sign up for your mailing
list, will you sell my e-address? No, my mailing
list will never be sold (or given away, for that matter). When
I send out a note to the list, I put everyone's name in the
"BCC" box, so you won't know who else is on the list,
and they won't know you're there, either.
What if there's something
potentially useful that isn't on the site? Then
you would be doing me a great favor by letting me know, so I
can consider adding it to the site. The good thing about a site
like this is that if I were to find that something isn't working,
I could change it; if something is missing, I can always add
it.
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